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RIA Innovations hires high caliber employees who work with advisors in order to ensure a smooth transition. We have an excellent team with extensive experience in the financial services industry. Our employees are fully set up with capabilities to engage with advisors whether they are physically present or virtual.

FEE STRUCTURE

Two ways to join.

JOIN OUR RIA AS AN IAR

Join as a 1099 advisor under our Northwest Asset Management (NWAM) division. You always have the option to work with us to start your own RIA firm afterwards.

FOR RIA FIRMS

Work with our team of specialists on developing your own RIA firm. If you’re already an existing firm, then simply choose from our range of services for any outsourcing needed.

Click here to explore all pricing

JOIN OUR RIA AS AN IAR - PRICING

Tuck-In

Required Service(s)

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Back Office Support

10% per year of gross revenue for Back Office Support services (Min. $27K)

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Compliance

4% per year of gross revenue for Compliance services (Min. $18K)

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Technology

$3,000 per year fee for the Limited Tech Option
$4,500 per year fee for the Full Tech Option

Add-On Service(s)

Asset Management

8% per year of gross revenue for Trade Execution services (Min. $22,500)
2% per year of gross revenue for Portfolio Consulting services (Min. $7,500)

Succession Planning

Buyout of practice at 50% of book revenue for 5 years

Financial Planning

$1,000 per financial plan
$150 per hour to update existing financial plans

Front Office Support

$20,000 per year of revenue for for Front Office services
$1,000 per week fee for Temp Front Office services

Marketing & Branding

$150 per hour for Marketing & Branding services
Required Minimum: 2 hours

Business Continuity

25% of gross revenue (After activation)
$4,000 monthly minimum (After activation)

Human Resources

$10,000 per year fee for Human Resources services
$150 per hour for the Hourly Option
Required Minimum: 2 hours (for the Hourly Option)

RIA Firm

FOR RIA FIRM - PRICING

Required Service(s)

Back Office Support

10% per year of gross revenue for Back Office Support services (Min. $30K)
Prices vary for revenue based bundles

Add-On Service(s)

Compliance

4% per year of gross revenue for Compliance services (Min. $18K)
$5,000 flat fee for Initial RIA registration for up to 2 states
$5,000 flat fee for SEC registration

Front Office Support

$20,000 per year fee for Front Office services
$1,000 per week fee for Temp Front Office services

Marketing & Branding

$150 per hour for Marketing & Branding services
Required Minimum: 2 hours

Technology

$3,000 per year fee for the Limited Tech Option
$4,500 per year fee for the Full Tech Option

Business Continuity

25% of gross revenue (After activation)
$4,000 monthly minimum (After activation)

Human Resources

$10,000 per year fee for Human Resources services
$150 per hour for the Hourly Option
Required Minimum: 2 hours (for the Hourly Option)

Asset Management

8% per year of gross revenue for Trade Execution services (Min. $22,500)
2% per year of gross revenue for Portfolio Consulting services (Min. $7,500)

Succession Planning

Buyout of practice at 50% of book revenue for 5 years

Financial Planning

$1,000 per financial plan
$150 per hour to update existing financial plans

ALL PRICING

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All Pricing

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